IMPORTANT CONSUMER INFORMATION

This site is for informational purposes only and is not intended to be a solicitation or offering of any security and: Ø Representatives of a Registered Broker-Dealer (“BD”) or Registered Investment Advisor (“IA”) may only conduct business in a state if the representatives and the BD or IA they represent (a) satisfy the qualification requirements of, and are approved to do business by, that state; or (b) are excluded or exempted from that state’s registration requirements. Ø Representatives of a BD or IA are deemed to conduct business in a state to the extent that they would provide individualized responses to investor inquiries that involve (a) effecting, or attempting to effect, transactions in securities; or (b) rendering personalized investment advice for compensation. We are registered to offer securities in the following states: CA, CT, FL, HI, IL, MA, ME, NC, NH, NJ, NY, OK, RI, SC, TN

 

Securities offered through SII Investments, Inc® (SII), Member FINRA/SIPC.  SII and Schooner Financial Associates are separate and unrelated companies. SII does not provide tax or legal advice.